UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SEC FILE NUMBER

 

033-02783-S

 

  FORM 12b-25

CUSIP NUMBER

826598 10 4

 

 

NOTIFICATION OF LATE FILING

 

(Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K o Form 10-Q ¨ Form N-SAR ¨ Form N-CSR

 

For Period Ended: December 31, 2012
¨ Transition Report on Form 10-K
¨ Transition Report on Form 20-F
¨ Transition Report on Form 11-K
¨ Transition Report on Form 10-Q
¨ Transition Report on Form N-SAR
For the Transition Period Ended: ___________________

 

 

PART I – REGISTRANT INFORMATION

 

Sigma Labs, Inc.      

 

                                                

Full Name of Registrant

 

 

Former Name if Applicable

 

100 Cienega Street, Suite C

 

Address of Principal Executive Office (Street and Number)

 

Santa Fe, New Mexico 87501

 

City, State and Zip Code

 

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: ________________________________________________________________________

 

PART II – RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

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(a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

 

(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and

 

(c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 
 

 

 

PART III – NARRATIVE

State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

The Registrant requires additional time to complete the audit for the fiscal year ended December 31, 2012 because its auditor advised it that, due to the auditor's scheduling and staffing issues, the auditor was unable complete its audit before the prescribed filing date, and requested that the Registrant file a Form 12b-25. As a result, the Registrant could not, without unreasonable effort and expense, file its Form 10-K on or before the prescribed filing date. The Registrant expects that the audit will be completed within the next several days and, as a result, expects to file the Form 10-K within fifteen days after the prescribed filing date.

 

PART IV – OTHER INFORMATION

 

(1)Name and telephone number of person to contact in regard to this notification

 

      Mark Cola     
(Name)
        505        
(Area Code)
         438-2576
(Telephone Number)

 

(2)Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ý Yes ¨ No

 

(3)Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ¨ Yes x No

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

________________________________________________________________________

 

                    Sigma Labs, Inc.                    
(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date:  April 1, 2013 By  /s/ Mark Cola  
    Mark Cola, President and  
    Chief Executive Officer  
       

 

 

INSTRUCTION: The form may be signed by an executive officer of the registrant of by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.